Question:

How long after a securities broker with a series 7 license becomes inactive does it actually expire.?

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I stopped working in june of 2004 due to 5 consecutive back surgeries followed by MRSA staph. I am getting ready to position myself to go back to work and was told that there may be a way to just take the continuing education course.

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  1. 2 years from the firm filing form U5

    Yes you can take courses, but as you know the brokerage firm will have to sponser you for a license, they may be able to have you take the Series 7 course.

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