Question:

I have my series 6 license can it be transfer to another state?

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I'm planning on moving can I transfer my series 6 license to another state or do I have to take it all over again after I moved? thanks

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  1. You can take your series 6 anywhere you want. If you are planning to move, you must update your U4 form immediately after you move. You may also want to check that state if you need a Series 63. Some states only need a Series 6 to solicit mutual funds and variable annuities. Other states requires a 6 & 63.


  2. Series 6 is not a state specific license so it'll follow you wherever you go as long as it's not inactive for more than 2 years.

    Jeff

  3. It depends on your home state and new state.  Some are reciprocal, some will make you retest.

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