Question:

Where to get information of Law for Investment Banks?

by Guest32865  |  earlier

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Dear friends,

I need help to get information about Laws of Investment Banks, where can I find them?

Please advice!!!

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2 ANSWERS


  1. It is the law that all public companies or companies to be listed as public must disclose certain information.

    Securities Act of 1933

    http://www.sec.gov/about/laws.shtml

    Securities Act of 1934

    http://www.sec.gov/about/laws.shtml#sece...

    Investment Company Act of 1940 (mutual fund disclosures)

    http://www.sec.gov/about/laws.shtml#invc...


  2. The basic laws can be found in The Securites Act of 1933 and The Securities Act of 1934

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